Skip to Main Content

Securities and Exchange Commission's Proposed Pay to Play Rule

October 1, 2009, Caplin & Drysdale Political Law Alert: Important Recent Developments
The SEC has proposed a new ruling aimed at restricting investment advisers from making political contributions to state or local government officials in exchange for contracts to manage financial investment accounts. The entire release, including a summary and discussion by the SEC, is available here.

For more information on the specifics of SEC's proposed ruling, click here.

If you would like to receive the latest alerts about political activity law, please email to sign up. For past articles and alerts, please click here.  

Please contact our Caplin & Drysdale's political activity law attorneys by clicking on the above names, if you have any questions about this proposed rule, or if you would like assistance drafting public comments.


About Caplin & Drysdale
Having celebrated our 50th Anniversary in 2014, Caplin & Drysdale continues to be a leading provider of taxtax controversy, and litigation legal services to corporations, individuals, and nonprofits throughout the United States and around the world. We are also privileged to serve as legal advisors to accounting firms, financial institutions, law firms, and other professional services organizations.
The firm's reputation over the years has earned us the trust and respect of clients, industry peers, and government agencies. Moreover, clients rely on our broad knowledge of the law and our keen insights into their business concerns and personal interests. Our lawyers' strong tactical and problem-solving skills -- combined with substantial experience handling a variety of complex, high stakes, matters in a boutique environment -- make us one the nation's most distinctive law firms.
With offices in New York City and Washington, D.C., Caplin & Drysdale's core practice areas include:
For more information, please visit us at
Washington, DC Office:
One Thomas Circle NW
Suite 1100
Washington, DC 20005
New York, NY Office:
600 Lexington Avenue
21st Floor
New York, NY 10022
This communication does not provide legal advice, nor does it create an attorney-client relationship with you or any other reader. If you require legal guidance in any specific situation, you should engage a qualified lawyer for that purpose. Prior results do not guarantee a similar outcome.
Attorney Advertising
It is possible that under the laws, rules, or regulations of certain jurisdictions, this may be construed as an advertisement or solicitation.
© 2018 Caplin & Drysdale, Chartered
All Rights Reserved.